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Submit your Application Send your application and charge to become a Broker using our Online Services. If you don't currently have a username and password for our Online Services, register now. If you have signed up online with TALCB or TREC in the past, log in now. If you choose, you can also make an application for a broker license using our paper application.



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Fingerprints on declare other agencies will not be accepted. A license will not issue if the background check has not been passed. Expect a delay if you are notified of an examination into your background history. Take the Examination License tests are administered by Pearson, VUE, a testing service business.


If you fail the test three times, extra education will be needed.


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Ending up being a stock broker in Texas can be a very rewarding occupation. Try This of stock brokers, if they are great, can easily make six figures annually. The brokers make their money from commissions when their customers buy and offer stocks, bonds and other financial investments. Stock brokers are financial consultants that offer recommendations to clients.


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To become a stock broker in Texas there are a couple of but important actions one must follow. Series 7 Test, Register with the Financial Market Regulatory Authority (FINRA) online to begin the procedure of ending up being a stock broker. When signing up with FINRA you fill out a form detailing your past work history, education, residential status and other crucial details.


Pass a background check. Get finger printed at the regional police precinct. If you have a criminal history you can't end up being a stock broker. Study for the General Securities Registered Agent Examination likewise called the Series 7 test. Read books, take online courses, listen to CDs, watch videos or go to classes to find out about the financial services industry.


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According to the FINRA website a prospective stock broker can take the examination "at either the Pearson Expert Centers or the Prometric Screening Centers." Utilize their particular websites to find areas in Texas closest to you. Schedule a day to take the Series 7 examination. Take and pass the Series 7 exam.


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